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New York Securities Lawyer

Abe  Mastbaum
Abe Mastbaum
amastbaum@bartonesq.com

Mathew E. Hoffman, Of Counsel
Mathew E. Hoffman, Of Counsel
mhoffman@bartonesq.com

Jonathan K. Kitchen
Jonathan K. Kitchen
jkitchen@bartonesq.com

James J. McGuire
James J. McGuire
jmcguire@bartonesq.com

James E. Heavey
James E. Heavey
jheavey@bartonesq.com

William A. Newman
William A. Newman
wnewman@bartonesq.com

Randall L. Rasey
Randall L. Rasey
rrasey@bartonesq.com

John P. Crutcher, II
John P. Crutcher, II
jcrutcher@bartonesq.com

Joshua H. Soloway
Joshua H. Soloway
jsoloway@bartonesq.com

Barton LLP

711 Third Avenue
14th Floor
New York, NY 10017
United States

New York Securities Lawyer

The proven New York securities lawyers at Barton LLP counsel and represent a wide range of clients engaged in the securities industry who provide brokerage, investment banking and investment advisory services, which include full service broker-dealers, discount brokers, exchange specialists, direct access and floor brokerage firms, hedge funds, investment managers, and banks.

Contact a New York Securities Attorney
with Experience Litigating Many Types of Securities Claims:

  • Bank Securities
  • Blue Sky
  • Broker-Dealer Arbitration
  • Broker-Dealer Registration
  • Broker-Dealer Securities Regulations
  • Broker-Dealer Regulation
  • FINRA Arbitration
  • Initial Public Offerings
  • Insider Trading
  • Private Placement
  • Public Offerings
  • SEC Enforcement
  • Securities Class Actions
  • Securities Fraud
  • Securities Regulation
  • Tax Exempt Securities

Experienced New York Securities Attorney

New York securities law is the area of law dealing with securities, which is the generic term for shares of stock, bonds and debentures issued by corporations and governments to evidence ownership and terms of payment of dividends or final pay-off. They are called securities because the assets and/or the profits of the corporation or the credit of the government stand as security for payment. However, unlike secured transactions in which specific property is pledged (like a mortgage or car); securities are only as good as the future profitability of the corporation or the management of the governmental agency.

Both federal and state laws regulate securities. Federal securities laws are generally administrated by the Security and Exchange Commission (SEC) which was established by the Securities Exchange Act of 1934. The other two main federal laws are the Investment Company Act of 1940 (“Investment Company Act”), and the Investment Advisers Act of 1940 (“Advisers Act”).

In addition to the federal laws, there are also state laws that govern securities. These laws are commonly known as Blue Sky Laws, which typically give the investor who loses money or is defrauded in the securities markets far greater protections than are available under the federal laws.

Trusted New York Securities Law Firm

The New York securities attorneys of Barton LLP law firm are distinguished by a history of successful securities claim recoveries. For experienced representation in a securities dispute, contact a New York securities lawyer at Barton LLP in New York.

Barton LLP

711 Third Avenue
14th Floor
New York, NY 10017
United States

Contact This Firm

Barton LLP

711 Third Avenue
14th Floor
New York, NY 10017
United States

Law Firm Contact: Roger E. Barton

Tel: 212.687.6262

Fax: 212.687.3667

Email: rbarton@bartonesq.com

Website: www.bartonesq.com

Member Since: 2016

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